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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-10
  • VA RA
    APPROVED
    Since 2022-06-10

Branch Locations

312 Brook Pl, Forest, VA 24551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Lynchburg VA 08/2013 04/2022
Wells Fargo Clearing Services, Llc Lynchburg VA 02/2019 04/2022
Raymond James Financial Services, Inc Forest VA 04/2022 Present
Raymond James Financial Services Advisors, Inc Forest VA 04/2022 Present
Resolute Private Wealth Forest VA 04/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Resolute Private Wealth Address: 312 Brook Park Pl, Forest, VA, 24551, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/14/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Client associate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S65 Uniform Investment Adviser Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Other Names
  • Julie Amanda Ochoa
  • Julie David

View on SEC IAPD

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