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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-08 |
| TX | RA | APPROVED_RES | 2022-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 02/2019 | 06/2022 |
| Hades Entertainment | Gilbert | AZ | 08/2018 | 10/2019 |
| Computershare | Tempe | AZ | 05/2018 | 02/2019 |
| Unemployed | Chandler | AZ | 05/2018 | 05/2018 |
| Arizona Credit Law Group, Pllc | Tempe | AZ | 06/2015 | 05/2018 |
| Fireworks Productions Of Arizona | Chandler | AZ | 07/2017 | 07/2017 |
| Bank Of America, N.A. | Chandler | AZ | 05/2021 | 06/2022 |
| Morgan Stanley | Tempe | AZ | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-19 |
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