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Thomas Murray

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-21
TX RA APPROVED 2020-01-30
RI RA APPROVED 2020-01-09
  • CT RA
    APPROVED
    Since 2023-06-21
  • TX RA
    APPROVED
    Since 2020-01-30
  • RI RA
    APPROVED
    Since 2020-01-09

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2015 Present
Bank Of America, N.A. Lincoln RI 11/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-08
  • S66 Uniform Combined State Law Examination
    2020-01-08
Other Names
  • Tom Frederick Murray

View on SEC IAPD

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