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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-12 |
| MO | RA | APPROVED | 2026-06-12 |
Branch Locations
539 E Elm Street Suite E, Lebanon, MO 65536 • United States
85 Barnes Rd Ste 212, Wallingford, CT 06492 • United States
539 E Elm Street Suite E, Lebanon, MO 65536 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
111 W Allen Suite 110, Wentzville, MO 63385 • United States
85 Barnes Road Suite 212, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Masonicare At Ashlar Village | Wallingford | CT | 06/2016 | 12/2016 |
| Skyzone | Wallingford | CT | 11/2016 | 05/2018 |
| Urban Air Adventure | Orange | CT | 05/2018 | 05/2019 |
| Whitney Center Retirement Community | Hamden | CT | 03/2017 | 09/2017 |
| Tribute Financial/Investacorp | Wallingford | CT | 02/2019 | 07/2020 |
| Reclaim Christian Church | Ansonia | CT | 02/2022 | Present |
| Tribute Financial/Securities America | Wallingford | CT | 07/2020 | 08/2020 |
| United Planners | Wallingford | CT | 08/2020 | 06/2026 |
| Lpl Financial Llc | Walliingford | CT | 06/2026 | Present |
1. 06/2026 – Steeplerock Holdings, LLC – Outside/W-2 Employment – Not Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Wentzville MO 63385 – OBA Start Date: 01/01/2022 2. 06/2026 – InTrust, LLC– Outside/W-2 Employment – Not Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Wallingford CT 06492 – OBA Start Date: 01/01/2022 3. 06/2026 – Tribute Financial – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 6/10/2026 4. 06/2026 – Reclaim Christian Church– Outside/W-2 Employment – Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Ansonia CT 06401 – OBA Start Date: 02/01/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
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