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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-12
MO RA APPROVED 2026-06-12
  • CT RA
    APPROVED
    Since 2026-06-12
  • MO RA
    APPROVED
    Since 2026-06-12

Branch Locations

539 E Elm Street Suite E, Lebanon, MO 65536 • United States

85 Barnes Rd Ste 212, Wallingford, CT 06492 • United States

539 E Elm Street Suite E, Lebanon, MO 65536 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

111 W Allen Suite 110, Wentzville, MO 63385 • United States

85 Barnes Road Suite 212, Wallingford, CT 06492 • United States

111 W Allen Suite 110, Wentzville, MO 63385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Masonicare At Ashlar Village Wallingford CT 06/2016 12/2016
Skyzone Wallingford CT 11/2016 05/2018
Urban Air Adventure Orange CT 05/2018 05/2019
Whitney Center Retirement Community Hamden CT 03/2017 09/2017
Tribute Financial/Investacorp Wallingford CT 02/2019 07/2020
Reclaim Christian Church Ansonia CT 02/2022 Present
Tribute Financial/Securities America Wallingford CT 07/2020 08/2020
United Planners Wallingford CT 08/2020 06/2026
Lpl Financial Llc Walliingford CT 06/2026 Present
  • 06/2016 → 12/2016
    Masonicare At Ashlar Village
    Wallingford, CT
  • 11/2016 → 05/2018
    Skyzone
    Wallingford, CT
  • 05/2018 → 05/2019
    Urban Air Adventure
    Orange, CT
  • 03/2017 → 09/2017
    Whitney Center Retirement Community
    Hamden, CT
  • 02/2019 → 07/2020
    Tribute Financial/Investacorp
    Wallingford, CT
  • 02/2022 → Present
    Reclaim Christian Church
    Ansonia, CT
  • 07/2020 → 08/2020
    Tribute Financial/Securities America
    Wallingford, CT
  • 08/2020 → 06/2026
    United Planners
    Wallingford, CT
  • 06/2026 → Present
    Walliingford, CT
Previous Registrations
Other Businesses

1. 06/2026 – Steeplerock Holdings, LLC – Outside/W-2 Employment – Not Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Wentzville MO 63385 – OBA Start Date: 01/01/2022 2. 06/2026 – InTrust, LLC– Outside/W-2 Employment – Not Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Wallingford CT 06492 – OBA Start Date: 01/01/2022 3. 06/2026 – Tribute Financial – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 6/10/2026 4. 06/2026 – Reclaim Christian Church– Outside/W-2 Employment – Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Ansonia CT 06401 – OBA Start Date: 02/01/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
  • S66 Uniform Combined State Law Examination
    2025-02-03

View on SEC IAPD

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