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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-17 |
| TX | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 12/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 12/2025 | Present |
| Charles Schwab | Irvine | CA | 07/2025 | 12/2025 |
| J.P. Morgan Securities Llc | Irvine | CA | 06/2024 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 06/2024 | 07/2025 |
| Sunstone Management, Inc | Irvine | CA | 06/2023 | 05/2024 |
| Carofin, Llc | Brevard | NC | 10/2023 | 04/2024 |
| Clear Mortgage Capital, Inc. | Irvine | CA | 02/2022 | 10/2023 |
| Sunstone Trust Company | Irvine | CA | 07/2021 | 03/2023 |
| Elite Advisors, Llc | Irvine | CA | 02/2019 | 03/2022 |
| Sunstone Management / Regional Centers Holding Group | Long Beach | CA | 10/2018 | 07/2021 |
| Unemployed | Los Angeles | CA | 09/2018 | 09/2018 |
| Sbi Consultants | New York | NY | 06/2017 | 08/2018 |
| Unemployed | New York | NY | 12/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S65 | Uniform Investment Adviser Law Examination | 2019-03-11 |
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