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Garrett Thomas Smith

Osaic Wealth, Inc.

Topeka, KS

Atlanta, GA

CRD 7070675

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-08-01
  • KS RA
    APPROVED
    Since 2022-08-01

Branch Locations

Topeka, KS • United States

2300 Windy Ridge Pkwy Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 05/2021 07/2022
Ae Financial Services, Llc Topeka KS 10/2021 07/2022
Envista Credit Union Topeka KS 05/2018 05/2021
Ss&C Solutions Topeka KS 01/2018 05/2018
Envista Credit Union Topeka KS 01/2017 01/2018
Baskin Robbins Topeka KS 05/2017 06/2017
Independence Community College Independence KS 08/2016 05/2017
Uber Topeka KS 04/2019 Present
Osaic Wealth, Inc. Nashville TN 08/2022 Present
  • 05/2021 → 07/2022
    Ae Wealth Management, Llc
    Topeka, KS
  • 10/2021 → 07/2022
    Ae Financial Services, Llc
    Topeka, KS
  • 05/2018 → 05/2021
    Envista Credit Union
    Topeka, KS
  • 01/2018 → 05/2018
    Ss&C Solutions
    Topeka, KS
  • 01/2017 → 01/2018
    Envista Credit Union
    Topeka, KS
  • 05/2017 → 06/2017
    Baskin Robbins
    Topeka, KS
  • 08/2016 → 05/2017
    Independence Community College
    Independence, KS
  • 04/2019 → Present
    Uber
    Topeka, KS
  • 08/2022 → Present
    Osaic Wealth, Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2022-01-21

View on SEC IAPD

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