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Employer firm

Total Alignment Wealth Advisors, LLC CRD 166538

28 advisory clients

Reported services (Item 5G)

  • Financial planning
  • INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Total Alignment Wealth Advisors, Llc

5 Penn Plaza 19Th Floor, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-21
  • NJ RA
    APPROVED
    Since 2019-02-21

Branch Locations

215 Fries Mill Road Suite B1, Turnersville, NJ 08012 • United States

Ta Capital Management, Llc

123 Egg Harbor Rd Unit 506, Sewell, NJ 08080 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-21
  • NJ RA
    APPROVED
    Since 2019-02-21

Branch Locations

123 Egg Harbor Rd Unit 506, Sewell, NJ 08080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Alignment Wealth Advisors, Llc New York NY 01/2017 Present
Ta Additional Administrative Services Sicklerville NJ 01/2016 12/2016
Abs Electrical Contractors Monroeville NJ 09/2005 12/2018
  • 01/2017 → Present
    New York, NY
  • 01/2016 → 12/2016
    Ta Additional Administrative Services
    Sicklerville, NJ
  • 09/2005 → 12/2018
    Abs Electrical Contractors
    Monroeville, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-15
  • S65 Uniform Investment Adviser Law Examination
    2019-01-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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