Nicholas Johnson Sahm

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2021-03-30
TX	RA	APPROVED	2021-03-26
IN	RA	APPROVED	2021-02-22

Branch Locations

South Carmel, IN • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Rbc Capital Markets	Indianapolis	IN	11/2020	Present
Rbc Capital Markets, Llc	Indianapolis	IN	01/2019	11/2020
Hale Industries, Inc.	Fortville	IN	06/2020	10/2020
Jwf Specialty Insurance	Indianapolis	IN	05/2017	08/2017
Cyo Camp Rancho Framasa	Nashville	IN	05/2018	07/2018
Indiana University-Purdue University Indianapolis	Indianapolis	IN	06/2018	05/2020
University Of Oklahoma	Norman	OK	01/2017	05/2018
Under Armour Keystone Brandhouse	Indianapolis	IN	09/2016	01/2017

11/2020 → Present

Rbc Capital Markets

Indianapolis, IN
01/2019 → 11/2020

Rbc Capital Markets, Llc

Indianapolis, IN
06/2020 → 10/2020

Hale Industries, Inc.

Fortville, IN
05/2017 → 08/2017

Jwf Specialty Insurance

Indianapolis, IN
05/2018 → 07/2018

Cyo Camp Rancho Framasa

Nashville, IN
06/2018 → 05/2020

Indiana University-Purdue University Indianapolis

Indianapolis, IN
01/2017 → 05/2018

University Of Oklahoma

Norman, OK
09/2016 → 01/2017

Under Armour Keystone Brandhouse

Indianapolis, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-19