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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-13 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Pleasanton | CA | 02/2019 | 09/2021 |
| Marriott International | San Ramon | CA | 02/2017 | 10/2020 |
| Marriott Intl Admin Srvs, Inc. Agen The Ritz-Carlton Hotel Co Ll | Laguna Niguel | CA | 02/2016 | 02/2017 |
| Valencia Gourmet Products Inc | Laguna Hills | CA | 10/2016 | 11/2016 |
| 24 Hour Fitness Usa Inc | Dana Point | CA | 08/2016 | 10/2016 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 10/2021 | Present |
| Burma Burma | Dublin | CA | 09/2021 | 10/2021 |
| Diablo Valley College | Pleasant Hill | CA | 03/2017 | 05/2018 |
Independent Insurance Brokering; United American Insurance Company; 02/07/2025; Medicare Supplement. Other Business Activities; Notary Public/ Notary Signing Agent; Doing notaries for the public; Mobile, CA, ,; Not Investment-Related; 04/03/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-21 |
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