Miguel Angel Soriano

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 09/2021
  Ameriprise Financial Services, Llc
  Pleasanton, CA
• 02/2017 → 10/2020
  Marriott International
  San Ramon, CA
• 02/2016 → 02/2017
  Marriott Intl Admin Srvs, Inc. Agen The Ritz-Carlton Hotel Co Ll
  Laguna Niguel, CA
• 10/2016 → 11/2016
  Valencia Gourmet Products Inc
  Laguna Hills, CA
• 08/2016 → 10/2016
  24 Hour Fitness Usa Inc
  Dana Point, CA
• 10/2021 → Present
  Ameriprise Financial Services, Llc
  Pleasanton, CA
• 09/2021 → 10/2021
  Burma Burma
  Dublin, CA
• 03/2017 → 05/2018
  Diablo Valley College
  Pleasant Hill, CA

Previous Registrations

• 2021-07-26 → 2021-09-08
  Ameriprise Financial Services, Llc
  Pleasanton, CA

Other Businesses

Independent Insurance Brokering; United American Insurance Company; 02/07/2025; Medicare Supplement. Other Business Activities; Notary Public/ Notary Signing Agent; Doing notaries for the public; Mobile, CA, ,; Not Investment-Related; 04/03/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-07-21

Other Names

• Miguel A Soriano
• Miguel Angel Soriano