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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| UT | RA | APPROVED | 2019-10-28 |
Branch Locations
10808 S. River Front Parkway #3092, South Jordan, UT 84095 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intercontinental Hotels Group | Salt Lake City | UT | 05/2015 | 02/2019 |
| Cambria Capital, Llc | Salt Lake City | UT | 02/2019 | 10/2019 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2019 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2019 | Present |
1)DBA: CUSHING FINANCIAL, INC. - 10808 S. RIVER FRONT PARKWAY, #3092; SOUTH JORDAN, UT 84095; VICE PRESIDENT; WEALTH MANAGEMENT, PROVIDING RECOMMENDATIONS TO CLIENTS ON METHODS TO ACHIEVE THEIR FINANCIAL GOALS; INVESTMENT RELATED BUSINESS; 100% OF TIME SPENT 2) INSURANCE LICENSE-ACCIDENT, HEALTH, LIFE, VARIABLE LIFE & VARIABLE ANNUITIES- 5608 WALDEN MEADOWS DRIVE, SALT LAKE CITY, UT 84123; INVESTMENT RELATED; INSURANCE SALES AND SERVICE; VICE PRESIDENT; 5% OF TIME SPENT. 3) THE DEBORAH CUSHING TRUST - 9461 S. PEACEFUL VIEW WAY, SOUTH JORDAN, UT 84095; START DATE JULY 8, 2022; NON-INVESTMENT RELATED; SUCCESSOR TRUSTEE FOR MOTHER'S TRUST; LESS THAN 1% OF TIME SPENT DEVOTED TO OTHER BUSINESS; LESS THAN 1% DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-25 |
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