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Mayra A Guigou

LPl Financial LLC

Atlanta, GA

Mcdonough, GA

CRD 7070402

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-15
  • GA RA
    APPROVED
    Since 2019-10-15

Branch Locations

3250 Riverwood Parkway, Atlanta, GA 30339 • United States

313 Helena Pl., Mcdonough, GA 30252 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Community Credit Union Atlanta GA 11/2015 Present
Lpl Financial Llc Atlanta GA 02/2019 Present
  • 11/2015 → Present
    Delta Community Credit Union
    Atlanta, GA
  • 02/2019 → Present
    Atlanta, GA
Other Businesses

1) 05/02/2019 - Delta Community Retirement & Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 03/11/2024 - Travelmation, LLC - Non-Inv Related - McDonough, GA - Outside/W-2 Employment - Independent Travel Consultant - Started: 3/1/2024 - 10 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-12
  • S66 Uniform Combined State Law Examination
    2019-10-12
Other Names
  • Mayra Alejandra Martinez Ramos
  • Mayra Alejandra Martinez- Ramos
  • Mayra A Martinez-Ramos
  • Mayra A Martinez
  • Mayra Martinez-Ramos
  • Mayra Guigou

View on SEC IAPD

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