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Current Employers
Cimarron Wealth Management, Inc.

1701 Niagara Rd, Montrose, CO 81401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-09
LA RA APPROVED 2020-04-09
TX RA APPROVED 2020-04-09
  • CO RA
    APPROVED
    Since 2020-04-09
  • LA RA
    APPROVED
    Since 2020-04-09
  • TX RA
    APPROVED
    Since 2020-04-09

Branch Locations

1115 N. Main St. Suite A, Gunnison, CO 81230 • United States

1701 Niagara Rd, Montrose, CO 81401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lonza, Inc Bend OR 09/2015 01/2019
Lpl Financial, Llc Montrose CO 04/2020 Present
Colorado West Investments, Inc. Montrose CO 06/2019 04/2020
Cimarron Wealth Management (F/K/A Colorado West Investments) Montrose CO 04/2020 Present
Strategic Wealth Advisors Group Montrose CO 03/2019 10/2019
Lpl Financial, Llc Montrose CO 03/2019 04/2020
Cimarron Wealth Management (F/K/A Colorado West Investments) Montrose CO 01/2021 Present
  • 09/2015 → 01/2019
    Lonza, Inc
    Bend, OR
  • 04/2020 → Present
    Lpl Financial, Llc
    Montrose, CO
  • 06/2019 → 04/2020
    Colorado West Investments, Inc.
    Montrose, CO
  • 04/2020 → Present
    Cimarron Wealth Management (F/K/A Colorado West Investments)
    Montrose, CO
  • 03/2019 → 10/2019
    Strategic Wealth Advisors Group
    Montrose, CO
  • 03/2019 → 04/2020
    Lpl Financial, Llc
    Montrose, CO
  • 01/2021 → Present
    Cimarron Wealth Management (F/K/A Colorado West Investments)
    Montrose, CO
Other Businesses

1. 06/22/2022 - Cimarron Wealth Management, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/21/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 07/15/2022 - Cimarron Wealth Management, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 06/09/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28
Designations

View on SEC IAPD

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