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333 Bush Street Suite 1900, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-04 |
Branch Locations
333 Bush Street Suite 1900, San Francisco, CA 94104 • United States
Rothsay, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2019 | 10/2019 |
| North Dakota State College Of Science | Wahpeton | ND | 08/2014 | 02/2019 |
| American Federal Bank | Fergus Falls | MN | 12/2019 | 11/2022 |
| Lpl Financial | Fergus Falls | MN | 01/2020 | 11/2022 |
| Cash App Investing Llc | Portland | OR | 11/2022 | 01/2026 |
| Block, Inc. | San Francisco | CA | 11/2022 | 01/2026 |
| Mercury Investment Services Llc | Sf | CA | 01/2026 | Present |
| Mercury Advisory Llc | Sf | CA | 01/2026 | Present |
| Mercury Technologies Inc. | Sf | CA | 01/2026 | Present |
Charlotte's Cause, non-investment related, 2167 330th Ave Rothsay, MN 56537, non-profit to provide knowledge and education around a rare genetic condition called NKH, board member and vice president, started 12/02/2019, 4 hours/month not during securities trading hours, duties include: social media posts, general knowledge and education on the organization, fundraising efforts and attending meetings. Veridian Fiscal Solutions, non investment related, Rothsay MN, PT job to support family. Duties: familiar care. Roughly 40 hrs/month, after and not during market hours. Appx $800/month in pay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-19 |
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