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Yadira Rodriguez

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-22
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

2475 Bay Area Blvd Bldg A, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Houston TX 07/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
S63 Uniform Securities Agent State Law Examination 2005-05-13
  • S66 Uniform Combined State Law Examination
    2021-01-04
  • S63 Uniform Securities Agent State Law Examination
    2005-05-13
Other Names
  • Yadira Ramos
  • Yadira Rodriguez
  • Yadira Rodriguez
  • Yadira Hollins

View on SEC IAPD

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