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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-11 |
| WA | RA | APPROVED | 2022-07-08 |
Branch Locations
20700 44Th Ave West Suite 500, Lynnwood, WA 98036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frito Lay | Spokane Valley | WA | 04/2014 | 09/2020 |
| Global View Capital Advisors, Ltd. | Waukesha | WI | 02/2018 | 11/2019 |
| Global View Capital Insurance, Ltd. | Waukesha | WI | 04/2018 | 11/2019 |
| Global View Capital Management, Ltd. | Waukesha | WI | 02/2019 | 11/2019 |
| Global Assets Advisory, Llc | Spokane Valley | WA | 12/2019 | 10/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 06/2022 | 09/2024 |
| Juniper Capital Ventures, Inc | Spokane Valley | WA | 09/2020 | 05/2022 |
| Edelman Financial Engines | Santa Clara | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-27 |
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