Best Investors
Account
Sign in
Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2019-04-29 |
Branch Locations
Chatham Township, NJ • United States
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. | New York | NY | 02/2019 | Present |
| Cleat Shield Llc. | Liberty Corner | NJ | 06/2015 | Present |
| K&S Solutions Llc. | Liberty Corner | NJ | 08/2015 | Present |
| Kean University | Union | NJ | 06/2015 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-25 |
Reach out to this advisor