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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-27 |
| TX | RA | APPROVED | 2021-10-01 |
| IL | RA | APPROVED | 2019-10-28 |
Branch Locations
1 Mid America Plz Suite 800, Oakbrook Terrace, IL 60181 • United States
Lake Worth, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Elgin | IL | 01/2019 | 06/2019 |
| Lim France, Devoucoux | Bidart | 01/2016 | 10/2018 | |
| Raymond James & Associates, Inc. | Lake Worth | FL | 06/2019 | Present |
(1)Name of Business: South Florida Divers Inc. Address: 7190 DAVIE RD EXTENSION, hollywood, FL, 33024, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Social Media, post pictures, events, updates. Recruit new members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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