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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-27
TX RA APPROVED 2021-10-01
IL RA APPROVED 2019-10-28
  • FL RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED
    Since 2021-10-01
  • IL RA
    APPROVED
    Since 2019-10-28

Branch Locations

1 Mid America Plz Suite 800, Oakbrook Terrace, IL 60181 • United States

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Elgin IL 01/2019 06/2019
Lim France, Devoucoux Bidart 01/2016 10/2018
Raymond James & Associates, Inc. Lake Worth FL 06/2019 Present
  • 01/2019 → 06/2019
    Wells Fargo Clearing Services, Llc
    Elgin, IL
  • 01/2016 → 10/2018
    Lim France, Devoucoux
    Bidart
  • 06/2019 → Present
    Lake Worth, FL
Other Businesses

(1)Name of Business: South Florida Divers Inc. Address: 7190 DAVIE RD EXTENSION, hollywood, FL, 33024, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Social Media, post pictures, events, updates. Recruit new members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25
Other Names
  • Christina Schrant
  • Christina Sabine Schrant

View on SEC IAPD

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