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Paul Christopher Trinh

Commonwealth Financial Network

Washington, DC

CRD 7069708

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-01-09
MD RA APPROVED 2020-01-06
  • DC RA
    APPROVED
    Since 2020-01-09
  • MD RA
    APPROVED
    Since 2020-01-06

Branch Locations

639 Water Street Sw, Washington, DC 20024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Vienna VA 01/2018 12/2019
Mml Investors Services Vienna VA 02/2019 12/2019
University Of Maryland College Park MD 08/2014 12/2017
Commonwealth Financial Network Waltham MA 01/2020 Present
Wharf Financial Washington DC 01/2020 Present
  • 01/2018 → 12/2019
    Massmutual
    Vienna, VA
  • 02/2019 → 12/2019
    Mml Investors Services
    Vienna, VA
  • 08/2014 → 12/2017
    University Of Maryland
    College Park, MD
  • 01/2020 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 01/2020 → Present
    Wharf Financial
    Washington, DC
Other Businesses

Fixed insurance sales; As of 1/1/2020; 10% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-17
S63 Uniform Securities Agent State Law Examination 2019-06-28
  • S65 Uniform Investment Adviser Law Examination
    2019-12-17
  • S63 Uniform Securities Agent State Law Examination
    2019-06-28
Other Names
  • Paul Trinh
  • Paul Trinh

View on SEC IAPD

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