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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-03-14 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Washington | DC | 10/2022 | Present |
| Wells Fargo Bank | Washington | DC | 10/2022 | Present |
| Wells Fargo Securities | Charlotte | NC | 04/2010 | 12/2021 |
| Unemployed | Charlotte | NC | 01/2022 | 09/2022 |
FAMILIES FORWARD CHARLOTTE; NOT INV. RELATED; CHARLOTTE, NC; FINANCE COMMITTEE MEMBER; START DATE: 3/1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: PARTICIPATE IN QUARTERLY COMMITTEE MEETINGS, REVIEW FINANCIALS, STRATEGIZE AROUND MANAGING REVENUES AND EXPENSES AS RELATES TO BUDGETS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-16 |
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