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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Corning, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Elmira NY 05/2005 03/2017
Mml Investors Services, Llc Corning NY 03/2017 Present
Mass Mutual Life Insurance Company Corning NY 07/2016 Present
  • 05/2005 → 03/2017
    Metlife Securities, Inc
    Elmira, NY
  • 03/2017 → Present
    Corning, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Corning, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-04
  • S63 Uniform Securities Agent State Law Examination
    2005-11-04
Other Names
  • Shelley L Retterer
  • Rachelle Retterer
  • Rachelle Lynn Snyder
  • Rachelle L Retterer

View on SEC IAPD

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