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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-07 |
| TX | RA | APPROVED | 2022-09-06 |
Branch Locations
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Miami | FL | 04/2005 | 09/2022 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 11/2016 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-30 |
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