Matthew Michael Regan

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 08/2020
  Kls, A Division Of Boston Private
  Los Angeles, CA
• 09/2010 → 09/2018
  Richardson Kontogouris Emerson Llp
  Torrance, CA
• 09/2019 → 08/2020
  Boston Private Wealth Llc
  Beverly Hills, CA
• 08/2020 → 04/2021
  Towerpoint Wealth, Llc
  Sacramento, CA
• 05/2021 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 03/2022 → Present
  Mariner Platform Solutions
  Los Angeles, CA
• 03/2022 → Present
  Rgh Wealth Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2021-05-12 → 2022-03-30
  Adviceperiod, Llc
  Roseville, CA
  Los Angeles, CA
• 2020-08-10 → 2021-04-30
  Towerpoint Wealth, Llc
  Sacramento, CA
• 2019-09-24 → 2020-08-10
  Svb Wealth
  Beverly Hills, CA
• 2019-02-01 → 2019-09-18
  Kls Professional Advisors Group, Llc
  Los Angeles, CA
  New York, NY

Other Businesses

RGH WEALTH ADVISORS, LLC; SENIOR ASSOCIATE; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 03/2022; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-21