Best Investors
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-25 |
| CA | RA | APPROVED | 2026-08-18 |
Branch Locations
245 Winston Dr, San Francisco, CA 94132 • United States
315 Montgomery St, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ticular | San Francisco | CA | 09/2007 | 04/2019 |
| Farmers Insurance | San Francisco | CA | 01/2019 | 08/2019 |
| Axa Advisors, Llc | San Francisco | CA | 04/2019 | 08/2019 |
| Prudential Advisors | San Francisco | CA | 08/2019 | 01/2021 |
| Perigon Wealth Management, Llc | San Francisco | CA | 02/2021 | 11/2024 |
| Fidlity Investments | Salt Lake City | UT | 12/2021 | 07/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 07/2026 | Present |
| Equitable Life Insurance | San Francisco | CA | 04/2019 | 08/2019 |
I*5127296, Entity Type Entity Charitable, Name of OBA:Western Roundup Living Sober Address: San Francisco California 94114 Investment Related: No Position, Title, Association: Treasurer Employee Start Date:10/01/2025 No Hours:2 Monthly No Hours during trading: 0 Duties: The title is treasurer but with no discretion over the funds -- the roie reports to a treasurer at the advisory board level who has the actual discretion over the funds (and four people have access to the account). it is really more of a bean counter role, doing budget and P&L. At events throughout the year my role has involved providing change and then counting cash at the end of the evening but always with at least one advisory board member also co-counting. There are no more events left in my term so at this point I am simply wrapping up the books. The term ends 9/30/2026, which is more than a month before I go live in my role as an FSA. If and when I get invited to officially join the advisory board, I will come back and update this OBA. Thank you. This 501c3 puts on a recovery conference for the LGBTQi community, now in its 50th year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-20 |
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