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Dominic Lawrence Rosso

Private Advisor Group, LLC

Jeannette, PA

Morristown, NJ

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-10
  • PA RA
    APPROVED
    Since 2023-07-10

Branch Locations

800 Lowry Avenue, Jeannette, PA 15644 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn-Trafford High School Harrison City PA 08/2015 05/2019
John Carroll University University Heights OH 08/2019 05/2023
Hoffman Wealth Management Jeannette PA 05/2022 08/2022
Target Corporation University Heights OH 09/2022 05/2023
Hoffman Wealth Management Jeannette PA 06/2023 Present
Lpl Financial Llc Jeannette PA 06/2023 Present
  • 08/2015 → 05/2019
    Penn-Trafford High School
    Harrison City, PA
  • 08/2019 → 05/2023
    John Carroll University
    University Heights, OH
  • 05/2022 → 08/2022
    Hoffman Wealth Management
    Jeannette, PA
  • 09/2022 → 05/2023
    Target Corporation
    University Heights, OH
  • 06/2023 → Present
    Hoffman Wealth Management
    Jeannette, PA
  • 06/2023 → Present
    Lpl Financial Llc
    Jeannette, PA
Other Businesses

1. Mr. Rosso uses Hoffman Wealth Management as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is conducted at the address Mr. Rosso is registered at, and is related to his investment services practice. Mr. Rosso devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Rosso devotes to activity providing investment services through Private Advisor Group. 2. Mr. Rosso is employed as an Ai trainer with Data Annotations. Mr. Rosso devotes about 20 hours per month to this activity, outside of securities trading hours. This activity is not located at the address where Mr. Rosso is registered, and is not related to his investment services practice. This activity is separate and apart from Private Advisor Group. 2. Mr. Rosso holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Rosso provides. This activity is conducted at the address Mr. Rosso is registered at, but is not related to his investment services practice. Mr. Rosso devotes about a minimal amount of time to this activity. Mr. Rosso may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Rosso to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group. 3. Mr. Rosso provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Mr. Rosso provides. Clients can engage Mr. Rosso for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-11-15
S65 Uniform Investment Adviser Law Examination 2023-07-10
  • S63 Uniform Securities Agent State Law Examination
    2023-11-15
  • S65 Uniform Investment Adviser Law Examination
    2023-07-10
Designations
Other Names
  • Dominic L Rosso

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