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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-07-10 |
Branch Locations
800 Lowry Avenue, Jeannette, PA 15644 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn-Trafford High School | Harrison City | PA | 08/2015 | 05/2019 |
| John Carroll University | University Heights | OH | 08/2019 | 05/2023 |
| Hoffman Wealth Management | Jeannette | PA | 05/2022 | 08/2022 |
| Target Corporation | University Heights | OH | 09/2022 | 05/2023 |
| Hoffman Wealth Management | Jeannette | PA | 06/2023 | Present |
| Lpl Financial Llc | Jeannette | PA | 06/2023 | Present |
1. Mr. Rosso uses Hoffman Wealth Management as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is conducted at the address Mr. Rosso is registered at, and is related to his investment services practice. Mr. Rosso devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Rosso devotes to activity providing investment services through Private Advisor Group. 2. Mr. Rosso is employed as an Ai trainer with Data Annotations. Mr. Rosso devotes about 20 hours per month to this activity, outside of securities trading hours. This activity is not located at the address where Mr. Rosso is registered, and is not related to his investment services practice. This activity is separate and apart from Private Advisor Group. 2. Mr. Rosso holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Rosso provides. This activity is conducted at the address Mr. Rosso is registered at, but is not related to his investment services practice. Mr. Rosso devotes about a minimal amount of time to this activity. Mr. Rosso may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Rosso to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group. 3. Mr. Rosso provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Mr. Rosso provides. Clients can engage Mr. Rosso for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-15 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-10 |
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