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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-10-13 |
| PA | RA | APPROVED | 2023-10-12 |
| TX | RA | APPROVED | 2023-10-12 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 02/2019 | 10/2023 |
| Gw&K Investment Management | Boston | MA | 06/2014 | 01/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2019 | 10/2023 |
| Rbc Capital Markets, Llc | Philadelphia | PA | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2019 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-24 |
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