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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
PA RA APPROVED 2019-06-21
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • PA RA
    APPROVED
    Since 2019-06-21

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Philadelphia PA 04/2019 Present
Jpmorgan Chase Wilmington DE 08/2013 02/2018
Kevin Smith Transportation Phoenixville PA 11/2018 01/2019
Unemployed West Chester PA 02/2018 11/2018
Morgan Stanley Private Bank, N.A. New York NY 06/2019 Present
  • 04/2019 → Present
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
  • 08/2013 → 02/2018
    Jpmorgan Chase
    Wilmington, DE
  • 11/2018 → 01/2019
    Kevin Smith Transportation
    Phoenixville, PA
  • 02/2018 → 11/2018
    Unemployed
    West Chester, PA
  • 06/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-21
  • S66 Uniform Combined State Law Examination
    2019-06-21

View on SEC IAPD

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