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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-17
TX RA APPROVED 2022-06-17
  • CA RA
    APPROVED
    Since 2022-06-17
  • TX RA
    APPROVED
    Since 2022-06-17

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 06/2022
Loadstar Inc. Rocklin CA 07/2013 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 06/2022 Present
Bank Of America, N.A. Roseville CA 08/2022 Present
Previous Registrations
  • 2019-04-24 → 2022-06-23
    Rocklin, CA
    St Louis, MO
    Roseville, CA
    Rocklin, CA
    Granite Bay, CA
    Granite Bay, CA
Other Businesses

I*901311, Name of OBA: Roseville Joint Unified High School District Address: Granite Bay CA Investment Related: No Position, Title, Association: Enployee Employee Start Date: 7/27/2022 No Hours: 8 Weekly No Hours during trading: 0 Duties:I coach freshmen football at Granite Bay High School during football season from the beginning of August to the end of October

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-20
  • S66 Uniform Combined State Law Examination
    2019-04-20

View on SEC IAPD

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