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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1200 Wilshire Blvd, Santa Monica, CA 90403-5407 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Lake Oswego | OR | 05/2020 | 12/2021 |
| Mml Investors Services, Llc | Lake Oswego | OR | 10/2020 | 12/2021 |
| Iqeq Financial Services | Singapore | 06/2019 | 08/2019 | |
| Schlemlein, Fick & Scruggs | Seattle | WA | 12/2018 | 01/2019 |
| Northwest Quadrant Wealth Management | Eugene | OR | 09/2018 | 04/2019 |
| Self-Owned Painting Business | Kirkland | WA | 06/2017 | 09/2017 |
| Papa Murphy's Pizza | Kirkland | WA | 05/2016 | 09/2016 |
| University Of Oregon | Eugene | OR | 09/2016 | 08/2020 |
| Fidelity Investments | Santa Monica | CA | 02/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-13 |
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