Robert J Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 12/2016
  University Of Northern Iowa
  Cedar Falls, IA
• 05/2016 → 08/2017
  Ups
  Cedar Falls, IA
• 08/2017 → 04/2019
  Commerce Bank
  Liberty, MO
• 04/2019 → 06/2020
  Commerce Brokerage
  Kansas City, MO
• 06/2020 → Present
  Commerce Brokerage
  Kansas City, MO
• 08/2023 → Present
  Lpl Financial Llc
  Kansas City, MO

Previous Registrations

• 2020-05-27 → 2023-08-16
  Commerce Brokerage Services, Inc.
  Kansas City, MO
  Clayton, MO
  Kansas City, MO

Other Businesses

1. 03/28/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams

• S66 Uniform Combined State Law Examination
  2019-12-20