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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-06
  • TX RA
    APPROVED_RES
    Since 2019-09-06

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Cleaaring Services Charlotte NC 01/2019 Present
Rhi General Group San Ramon CA 01/2019 05/2019
Little Guys Movers Greensboro NC 11/2018 01/2019
Sunrun Inc. Scottsdale AZ 03/2017 05/2018
Associate Staffing Charlotte NC 04/2016 02/2017
N/A Scottsdale/ AZ 05/2018 08/2018
N/A Greensboro NC 08/2018 11/2018
  • 01/2019 → Present
    Wells Fargo Cleaaring Services
    Charlotte, NC
  • 01/2019 → 05/2019
    Rhi General Group
    San Ramon, CA
  • 11/2018 → 01/2019
    Little Guys Movers
    Greensboro, NC
  • 03/2017 → 05/2018
    Sunrun Inc.
    Scottsdale, AZ
  • 04/2016 → 02/2017
    Associate Staffing
    Charlotte, NC
  • 05/2018 → 08/2018
    N/A
    Scottsdale/, AZ
  • 08/2018 → 11/2018
    N/A
    Greensboro, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-04-06
  • S63 Uniform Securities Agent State Law Examination
    2019-04-06
Other Names
  • Matthew Lowe

View on SEC IAPD

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