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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-06 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Cleaaring Services | Charlotte | NC | 01/2019 | Present |
| Rhi General Group | San Ramon | CA | 01/2019 | 05/2019 |
| Little Guys Movers | Greensboro | NC | 11/2018 | 01/2019 |
| Sunrun Inc. | Scottsdale | AZ | 03/2017 | 05/2018 |
| Associate Staffing | Charlotte | NC | 04/2016 | 02/2017 |
| N/A | Scottsdale/ | AZ | 05/2018 | 08/2018 |
| N/A | Greensboro | NC | 08/2018 | 11/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-06 |
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