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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-07 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 01/2019 | 10/2020 |
| Rhi General Group | San Ramon | CA | 01/2019 | 05/2019 |
| Shippensburg University Of Pennsylvania | Shippensburg | PA | 08/2014 | 12/2017 |
| Passhe | Harrisburg | PA | 09/2015 | 01/2018 |
| Disciplemakers | State College | PA | 06/2017 | 08/2017 |
| Cracker Barrel Old Country | Chambersburg | PA | 01/2018 | 07/2018 |
| Pizza Hut | Shippensburg | PA | 12/2017 | 03/2018 |
| Harding University High School | Charlotte | NC | 08/2018 | 01/2019 |
| Ally Invest Securities Llc | Charlotte | NC | 12/2020 | Present |
| Ally Invest Advisors | Charlotte | NC | 09/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Margin. Dually licensed. 09/25/2021. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-06 |
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