Rodney Kauffman

Employer firm

Creative Planning Institutional Advisors, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2017
  Mattell
  El Segundo, CA
• 08/2017 → 12/2018
  Spinmaster
  Los Angeles, CA
• 01/2019 → Present
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
• 01/2019 → 08/2025
  Cetera Wealth Services Llc
  El Segundo, CA
• 08/2025 → 03/2026
  Cetera Wealth Services Llc
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: VP, RETIREMENT PLAN CONSULTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: RIA - RETIREMENT CONSULTING

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-12-08
• S65 Uniform Investment Adviser Law Examination
  2019-02-19