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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-26
  • CA RA
    APPROVED
    Since 2024-02-26

Branch Locations

6585 Oakmont Dr, Santa Rosa, CA 95409 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

333 S Mcdowell Blvd Ste B, Petaluma, CA 94954 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa CA 01/2019 02/2024
Unemployed Santa Rosa CA 10/2018 01/2019
Peerless Coffee Oakland CA 01/2018 10/2018
Maritime Wine Trading Collective San Francisco CA 08/2015 01/2018
Bank Of America, N.A. Santa Rosa CA 04/2019 02/2024
Wells Fargo Clearing Services, Llc Santa Rosa CA 02/2024 Present
Previous Registrations
Other Businesses

RENTAL PROPERTIES, INV RELATED, SANTA ROSA, CA, 100% OWNERSHIP WITH SPOUSE, START: 9/1/21, 1 HRS PER MONTH, 0 HRS DURING TRADING,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
  • S66 Uniform Combined State Law Examination
    2019-06-05
Other Names
  • Daniel Pribble

View on SEC IAPD

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