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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-26 |
Branch Locations
6585 Oakmont Dr, Santa Rosa, CA 95409 • United States
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
333 S Mcdowell Blvd Ste B, Petaluma, CA 94954 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Rosa | CA | 01/2019 | 02/2024 |
| Unemployed | Santa Rosa | CA | 10/2018 | 01/2019 |
| Peerless Coffee | Oakland | CA | 01/2018 | 10/2018 |
| Maritime Wine Trading Collective | San Francisco | CA | 08/2015 | 01/2018 |
| Bank Of America, N.A. | Santa Rosa | CA | 04/2019 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 02/2024 | Present |
RENTAL PROPERTIES, INV RELATED, SANTA ROSA, CA, 100% OWNERSHIP WITH SPOUSE, START: 9/1/21, 1 HRS PER MONTH, 0 HRS DURING TRADING,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-05 |
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