Daniel Thomas Pribble

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-26

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

333 S Mcdowell Blvd Ste B, Petaluma, CA 94954 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Rosa	CA	01/2019	02/2024
Unemployed	Santa Rosa	CA	10/2018	01/2019
Peerless Coffee	Oakland	CA	01/2018	10/2018
Maritime Wine Trading Collective	San Francisco	CA	08/2015	01/2018
Bank Of America, N.A.	Santa Rosa	CA	04/2019	02/2024
Wells Fargo Clearing Services, Llc	Santa Rosa	CA	02/2024	Present

01/2019 → 02/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA
10/2018 → 01/2019

Unemployed

Santa Rosa, CA
01/2018 → 10/2018

Peerless Coffee

Oakland, CA
08/2015 → 01/2018

Maritime Wine Trading Collective

San Francisco, CA
04/2019 → 02/2024

Bank Of America, N.A.

Santa Rosa, CA
02/2024 → Present

Wells Fargo Clearing Services, Llc

Santa Rosa, CA

RENTAL PROPERTIES, INV RELATED, SANTA ROSA, CA, 100% OWNERSHIP WITH SPOUSE, START: 9/1/21, 1 HRS PER MONTH, 0 HRS DURING TRADING,

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-05

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