Neil Alexander Carr

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → 01/2025
  Lincoln Financial Advisors Corporation
  Columbia, MO
• 01/2025 → Present
  Osaic Wealth, Inc.
  Columbia, MO

Previous Registrations

• 1999-12-06 → 2025-01-24
  Osaic Fa, Inc.
  Columbia, MO
  Columbia, MO
  Jefferson City, MO

Other Businesses

1. NEIL A. CARR AND ASSOCIATES 1110 CLUB VILLAGE DRIVE COLUMBIA, MO 65203 CATEGORY: LEGAL ENTITY INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: CREATED SOLELY FOR THE PURPOSES OF BANKING/BUSINESS EXPENSES AND HEALTH INSURANCE BENEFITS. WILL NOT BE USED IN ANY PUBLIC INTERACTION OR OTHER BUSINESS RELATED MANNER. START DATE: 10/01/2013 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 2. NEIL CARR 1902 CORONA ROAD COLUMBIA, MS CATEGORY: POA INVESTMENT-RELATED: NO TITLE: POA DUTIES: ASSISTING IN HEALTHCARE START DATE: 6/2017 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 3. NEIL A. CARR COLUMBIA, MO 65203 CATEGORY: PROPERTY RENTAL INVESTMENT RELATED: NO TITLE: OWNER DUTIES: OWN AND LEASE A FOOD TRUCK TO TENANT. START DATE: 02/01/2019 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 4. NEIL A. CARR 1110 CLUB VILLAGE DRIVE COLUMBIA, MO 65203 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SALE AND SERVICE OF HEALTH INSURANCE, COMMISSION-BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, INDEXED ANNUITIES, LIFE SETTLEMENTS, LONG-TERM CARE INSURANCE, PREMIUM FINANCING, AND TRADITIONAL LIFE INSURANCE START DATE: 1/1/1998 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40 5.INSURANCE POSITION: Agent NATURE: Sale and service of insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1998 ADDRESS: 401 Locust Street, Suite 204, Columbia MO 65201, United States DESCRIPTION: Sell insurance products through brokerage firms. 6.NEIL A. CARR & ASSOCIATES, LLC POSITION: Owner NATURE: I've had a sole-owner LLC created solely for the purposes of banking and health insurance benefits. I will not use the LLC in any public interaction or other business related manner. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 401 Locust Street, Suite 204, Columbia MO 65201, United States DESCRIPTION: I've had a sole-owner LLC created solely for the purposes of banking and health insurance benefits. I will not use the LLC in any public interaction or other business related manner.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-16

Designations

• Certified Financial Planner