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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-11-16
  • NJ RA
    APPROVED
    Since 2021-11-16

Branch Locations

Fair Lawn, NJ • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Bloomfield NJ 11/2020 Present
N/A Fair Lawn NJ 09/2020 11/2020
Fhc Wealth Advisors, Llc Morristown NJ 01/2019 09/2020
Columbia Bank Fair Lawn NJ 04/2017 01/2020
William Paterson University Of Nj Wayne NJ 09/2016 05/2020
Lpl Financial, Llc Fairlawn NJ 11/2020 11/2023
Wealth Enhancement Advisory Services Llc Bloomfield NJ 11/2020 Present
  • 11/2020 → Present
    Wealth Enhancement Group
    Bloomfield, NJ
  • 09/2020 → 11/2020
    N/A
    Fair Lawn, NJ
  • 01/2019 → 09/2020
    Fhc Wealth Advisors, Llc
    Morristown, NJ
  • 04/2017 → 01/2020
    Columbia Bank
    Fair Lawn, NJ
  • 09/2016 → 05/2020
    William Paterson University Of Nj
    Wayne, NJ
  • 11/2020 → 11/2023
    Fairlawn, NJ
  • 11/2020 → Present
    Bloomfield, NJ
Previous Registrations
  • 2021-10-21 → 2021-11-17
    Teaneck, NJ
    Plymouth, MN
    Fair Lawn, NJ
    Bloomfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-19
  • S66 Uniform Combined State Law Examination
    2021-10-19
Designations
  • Certified Financial Planner
Other Names
  • Gianfranco Gonzales
  • Gian Gonzales

View on SEC IAPD

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