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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Turntex Woodworks | San Marcos | TX | 05/2017 | 06/2018 |
| Student | San Marcos | TX | 07/2018 | 09/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2019 | 06/2020 |
| Unknown | San Marcos | TX | 09/2016 | 04/2017 |
| Cetera Investment Advisers Llc | Houston | TX | 06/2020 | 02/2024 |
| Fisher Investments | Plano | TX | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-18 |
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