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Chelsea Elizabeth Wise

Rbc Capital Markets, LLC

Claymont, DE

Philadelphia, PA

CRD 7067650

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-01-14
DE RA APPROVED 2023-10-13
PA RA APPROVED 2023-10-13
TX RA APPROVED 2023-10-13
  • VI RA
    APPROVED
    Since 2025-01-14
  • DE RA
    APPROVED
    Since 2023-10-13
  • PA RA
    APPROVED
    Since 2023-10-13
  • TX RA
    APPROVED
    Since 2023-10-13

Branch Locations

Claymont, DE • United States

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Berwyn PA 02/2019 10/2023
State Farm Insurance West Chester PA 09/2015 02/2019
Morgan Stanley Private Bank, N.A. New York NY 02/2019 10/2023
Rbc Capital Markets, Llc Philadelphia PA 10/2023 Present
  • 02/2019 → 10/2023
    Morgan Stanley
    Berwyn, PA
  • 09/2015 → 02/2019
    State Farm Insurance
    West Chester, PA
  • 02/2019 → 10/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2023 → Present
    Rbc Capital Markets, Llc
    Philadelphia, PA
Previous Registrations
  • 2019-07-13 → 2023-10-20
    Morgan Stanley
    Newtown Square, PA
    Berwyn, PA
    Bryn Mawr, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-12
  • S66 Uniform Combined State Law Examination
    2019-07-12
Designations
  • Certified Financial Planner
Other Names
  • Chelsea Elizabeth Rock

View on SEC IAPD

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