Linda Gargano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-06-29

NJ RA
APPROVED

Since 2023-06-29

Branch Locations

Wall Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bny Mellon	Brooklyn	NY	05/1994	02/2018
Cetera Wealth Services, Llc	El Segundo	CA	02/2019	Present
Frank A. Gargano	Neptune	NJ	02/2019	Present
Unemployed	Wall Township	NJ	03/2018	02/2019
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

05/1994 → 02/2018

Bny Mellon

Brooklyn, NY
02/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
02/2019 → Present

Frank A. Gargano

Neptune, NJ
03/2018 → 02/2019

Unemployed

Wall Township, NJ
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

NAME OF OTHER BUSINESS: FRANK A. GARGANO INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMINISTRATIVE ASSISTANT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-25

S66 Uniform Combined State Law Examination

2019-09-25

Other Names

Linda Gagano

View on SEC IAPD