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Adam Robert Mielke

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7067569

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-09
WI RA APPROVED 2023-07-26
PA RA APPROVED 2021-05-03
TX RA APPROVED 2021-05-03
  • NC RA
    APPROVED
    Since 2023-11-09
  • WI RA
    APPROVED
    Since 2023-07-26
  • PA RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2021-05-03

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Country Lutheran High School Hartland WI 08/2013 05/2017
University Of Wisconsin-Madison Madison WI 08/2017 12/2020
Rosati's Authentic Chicago Pizza Oconomowoc WI 11/2016 03/2017
Ab Window Washing Nashotah WI 06/2017 08/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2019 10/2020
Self-Employed Nashotah WI 03/2020 12/2020
The Vanguard Group, Inc. Charlotte NC 01/2021 Present
Vanguard Marketing Corporation Charlotte NC 01/2021 Present
Vanguard Advisers, Inc. Charlotte NC 05/2021 Present
  • 08/2013 → 05/2017
    Lake Country Lutheran High School
    Hartland, WI
  • 08/2017 → 12/2020
    University Of Wisconsin-Madison
    Madison, WI
  • 11/2016 → 03/2017
    Rosati's Authentic Chicago Pizza
    Oconomowoc, WI
  • 06/2017 → 08/2019
    Ab Window Washing
    Nashotah, WI
  • 04/2019 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2020 → 12/2020
    Self-Employed
    Nashotah, WI
  • 01/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2021 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE INSURANCE LICENSE POSITION: N/A START DATE: 03/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: HEALTH AND ACCIDENT INSURANCE LICENSE POSITION: N/A START DATE: 03/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-22
  • S66 Uniform Combined State Law Examination
    2021-03-22
Other Names
  • Adam Robert Mielke
  • Adam Mielke

View on SEC IAPD

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