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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
Pleasant Hill, CA • United States
Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc | San Francisco | CA | 08/2018 | 05/2023 |
| First Republic Securities Company, Llc | San Francisco | CA | 01/2019 | 05/2023 |
| David Langon Construction | Alamo | CA | 06/2017 | 08/2018 |
| University Of Oregon | Eugene | OR | 09/2013 | 06/2017 |
| Rockefeller Financial Llc | San Francisco | CA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-18 |
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