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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 01/2019 | 08/2019 |
| Fifth Third Bank | Solon | OH | 10/2016 | 01/2019 |
| Huntington Bank | Cleveland Heights | OH | 01/2016 | 10/2016 |
| Citizens Securities, Inc. | Euclid | OH | 08/2019 | 09/2020 |
| Morgan Stanley | Columbus | OH | 09/2020 | 09/2023 |
| Morgan Stanley Services Group, Inc. | Columbus | OH | 09/2020 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Troy | OH | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-19 |
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