Seth D Thompson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA
• 10/2009 → 01/2019
  Freeport Area School District
  Sarver, PA
• 10/2019 → 02/2024
  Edward Jones
  St. Louis, MO
• 02/2024 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 03/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2019-10-24 → 2024-02-16
  Edward Jones
  Oakmont, PA
  Oakmont, PA
• 2019-04-08 → 2019-10-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA

Exams

• S66 Uniform Combined State Law Examination
  2019-03-22

Designations

• Certified Financial Planner

Other Names

• Seth Thompson
• Seth David Thompson