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Stephanie Renee Regan

Morgan Stanley

Tulsa, OK

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-05-24
  • OK RA
    APPROVED
    Since 2016-05-24

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tulsa OK 05/2016 Present
Previous Registrations
Other Businesses

1. SDS RESOURCES/PHAT PHILLYS, OWNER; RESTAURANT OPERATIONS; DURING BUSINESS HOURS-0, AFTER BUSINESS HOURS- 1; TULSA, OK; START DATE: 02/2011;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
S63 Uniform Securities Agent State Law Examination 2005-04-29
  • S66 Uniform Combined State Law Examination
    2008-07-11
  • S63 Uniform Securities Agent State Law Examination
    2005-04-29
Other Names
  • Stephanie Renee' House
  • Stephanie Renee' House
  • Stephanie Regan
  • Stephanie Renee' Regan

View on SEC IAPD

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