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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-21
  • PA RA
    APPROVED
    Since 2024-02-21

Branch Locations

Coatesville, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Qvc West Chester PA 09/2013 11/2016
Extended Travel Moss PA 09/2018 12/2018
Unemployed York PA 04/2018 08/2018
Transamerica Financial Advisors, Inc Camp Hill PA 01/2023 03/2023
Human Services Inc Downingtown PA 12/2016 03/2018
Grove Point Investments Llc Rockville MD 04/2019 11/2022
Joseph R. Martin Financial Services York PA 01/2019 11/2022
Lyft East York PA 10/2021 09/2023
Rock Lititz Lititz PA 06/2022 09/2023
Transamerica Agency Network Baltimore MD 11/2022 03/2023
United Financial Service Baltimore MD 11/2022 03/2023
Thrivent Investment Management Inc. Coatesville PA 08/2023 01/2024
Thrivent Financial Appleton WI 09/2023 01/2024
Empower Financial Services, Inc Greenwood Village CO 02/2024 Present
Empower Advisory Group, Llc Greenwwod Village CO 02/2024 Present
  • 09/2013 → 11/2016
    Qvc
    West Chester, PA
  • 09/2018 → 12/2018
    Extended Travel
    Moss, PA
  • 04/2018 → 08/2018
    Unemployed
    York, PA
  • 01/2023 → 03/2023
    Transamerica Financial Advisors, Inc
    Camp Hill, PA
  • 12/2016 → 03/2018
    Human Services Inc
    Downingtown, PA
  • 04/2019 → 11/2022
    Grove Point Investments Llc
    Rockville, MD
  • 01/2019 → 11/2022
    Joseph R. Martin Financial Services
    York, PA
  • 10/2021 → 09/2023
    Lyft
    East York, PA
  • 06/2022 → 09/2023
    Rock Lititz
    Lititz, PA
  • 11/2022 → 03/2023
    Transamerica Agency Network
    Baltimore, MD
  • 11/2022 → 03/2023
    United Financial Service
    Baltimore, MD
  • 08/2023 → 01/2024
    Thrivent Investment Management Inc.
    Coatesville, PA
  • 09/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 02/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2024 → Present
    Greenwwod Village, CO
Other Businesses

ROCK LITITZ POSITION: Runner NATURE: Rock Lititz provides the space for musicians to construct stages and prep for going on tour. I work as a "runner" for the various production teams as they come through the space. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 201 Rock Lititz Blvd, Lititz PA 17543, United States DESCRIPTION: I essentially run errands and/or drive people where they need to go. This is an independent contractor relationship and I will pick up an occasional shift on a weekend.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2019-06-14
  • S65 Uniform Investment Adviser Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2019-06-14
Other Names
  • Shane Alan Martin

View on SEC IAPD

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