George E. Lee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 02/2024
  Mass Mutual Life Insurance Company
  Colchester, VT
• 01/2019 → 02/2024
  Mml Investors Services
  Colchester, VT
• 04/2018 → 12/2018
  Unemployed
  South Burlington, VT
• 03/2012 → 04/2018
  Sentinel Investments
  Montpelier, VT
• 02/2024 → Present
  Lpl Financial
  Williston, VT

Previous Registrations

• 2019-04-09 → 2024-02-13
  Mml Investors Services, Llc
  Colchester, VT

Other Businesses

1- 02/2024 / Professional Financial Associates, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-03-18

Designations

• Chartered Financial Analyst

Other Names

• George E. Lee
• George Lee