Nicholas Richard Visconti

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 08/2019
  Trust One Marketing
  Irvine, CA
• 01/2019 → 08/2019
  Ubs Financial Services Inc
  Beverly Hills, CA
• 05/2017 → 08/2018
  Tailored Vapors Llc
  Newport Beach, CA
• 04/2017 → 05/2017
  Fdp Wealth Management
  Irvine, CA
• 08/2017 → 05/2021
  University Of Southern California
  Los Angeles, CA
• 08/2013 → 08/2017
  St. Margaret's Episcopal School
  San Juan Capistrano, CA
• 06/2021 → 08/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2021 → 08/2022
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA
• 05/2022 → 08/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2022 → 10/2024
  Cion Securities Llc
  Beverly Hills, CA
• 09/2022 → 11/2022
  Unemployed
  Laguna Beach, CA
• 10/2024 → 01/2025
  Unemployed
  Los Angeles, CA
• 01/2025 → Present
  Assetmark Financial Holdings, Inc.
  Los Angeles, CA
• 02/2025 → Present
  Assetmark Brokerage, Llc
  Los Angeles, CA
• 01/2025 → Present
  Assetmark, Inc
  Los Angeles, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2025 - 160 HRS / MONTHLY - BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. FEMINITIATIVE - NOT INVESTMENT-RELATED - IN LOS ANGELES, CA - NON-PROFIT ORG TO FUNDRAISE AND DONATE MONEY AND GOODS TO MEXICO AND LATIN AMERICA - CFO AND BOARD MEMBER - 40 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - OVERSEE ACCOUNTING AND DISTRIBUTION OF FUNDS

Exams

• S66 Uniform Combined State Law Examination
  2025-07-16
• S63 Uniform Securities Agent State Law Examination
  2022-03-24

Other Names

• Nicholas Richard Visconti
• Nicholas Visconti
• Nick Visconti