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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-20 |
Branch Locations
2691 Celanese Rd, Rock Hill, SC 29732 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rock Hill | SC | 04/2026 | Present |
| Wells Fargo Bank, Na | Rock Hill | SC | 04/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2007 | 04/2026 |
| Bank Of America, N.A. | Charlotte | NC | 09/2007 | 04/2026 |
| Gaston College | Dallas | NC | 09/2006 | 12/2020 |
| Speedway Motorsports, Inc. | Charlotte | NC | 10/2012 | 03/2019 |
| Western Governors University | Salt Lake City | UT | 11/2020 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-01 |
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