Christopher Joseph Moreno

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2019 → Present
  Bank Of America, N.A.
  Houston, TX
• 12/2018 → 01/2019
  Unemployed
  Houston, TX
• 05/2018 → 12/2018
  J&R Medical
  Houston, TX
• 12/2017 → Present
  United States Quad Rugby Association
  Houston, TX
• 09/2014 → 05/2018
  State Farm Insurance Companies
  Pasadena, TX
• 01/2016 → 12/2018
  University Of Houston
  Houston, TX

Other Businesses

I*606266 For profit or not for profit: Entity Charitable Name of outside business organization: United States Wheelchair Rugby Referee Association Investment related: N Address of business: Birmingham, Alabama, 35209 Nature of business: ["Committee","Consultant/Independent Contractor"], [["Other"]] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 1/25/23 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I will be an official/referee for the United States Wheelchair Rugby Association. I am expected to travel 1 to 2 times a month to different cities (usually on weekends) and assist with the Rugby tournament. I will also hold a committee role

Exams

• S66 Uniform Combined State Law Examination
  2019-05-28

Other Names

• Christopher Joseph Moreno
• Christopher Moreno