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Nicole D Marron

Morgan Stanley

Rochester, NY

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-08-21
TX RA APPROVED_RES 2020-05-15
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-08-21
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rochester NY 03/2014 08/2018
Lpl Financial Llc Rochester NY 09/2018 11/2018
Morgan Stanley Linden Oaks NY 11/2018 Present
  • 03/2014 → 08/2018
    Morgan Stanley
    Rochester, NY
  • 09/2018 → 11/2018
    Lpl Financial Llc
    Rochester, NY
  • 11/2018 → Present
    Morgan Stanley
    Linden Oaks, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18
Other Names
  • Nicole Marie Davis
  • Nicole Marie Gonyea
  • Nicole Marie Gonyea
  • Nicole Marie Devolder
  • Nicole Marie Gonyea

View on SEC IAPD

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OSAIC WEALTH, INC.
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RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER
OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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