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Steven D Klatt-Donohoe

Sofi Wealth LLC

Jacksonville, FL

San Francisco, CA

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-13
  • FL RA
    APPROVED
    Since 2022-12-13

Branch Locations

5335 Gate Parkway Suite 500, Jacksonville, FL 32256 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brockerage Services Llc Merrimack NH 01/2019 03/2021
900 Degrees Manchester NH 01/2016 01/2019
Strange Brew Tavern Manchester NH 09/2013 11/2016
Sofi Securities Llc San Fransisco CA 03/2021 Present
Sofi Wealth Llc San Fransisco CA 03/2021 Present
  • 01/2019 → 03/2021
    Fidelity Brockerage Services Llc
    Merrimack, NH
  • 01/2016 → 01/2019
    900 Degrees
    Manchester, NH
  • 09/2013 → 11/2016
    Strange Brew Tavern
    Manchester, NH
  • 03/2021 → Present
    Sofi Securities Llc
    San Fransisco, CA
  • 03/2021 → Present
    Sofi Wealth Llc
    San Fransisco, CA
Previous Registrations
  • 2020-02-12 → 2021-03-12
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2019-05-10
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2019-05-10
Other Names
  • Steven Daniel Klatt
  • Steven Klatt
  • Steven Daniel Klatt-Donohoe

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
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